general corporate
Companies of all sizes, public traded or not, have innumerable compliance obligations to keep in mind. How are you managing yours?
Insider Trading
Insider trading can be quite complicated. And Congress has never defined it. What is it, anyway? Can your executives and employees avoid it? Why should they?
Internal reporting
Increasing incentives for corporate insiders to become well-compensated whistleblowers make it important that your company create an easy, encouraging path for those insiders to report problems internally. Consider asking them to do that!
upjohn WARNINGS
You’re investigating potential misconduct at your company and your own personnel are the best witnesses to it. You might be a lawyer, but you’re not the witness’s lawyer. What do you tell them? How do you tell them that?